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Christopher Thomas Dupee

Pearson Financial Services

Dennis, MA

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Current Employers
Pearson Financial Services

586 Main St, Dennis, MA 02638 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-03-03
  • MA RA
    APPROVED
    Since 2009-03-03

Branch Locations

586 Main St, Dennis, MA 02638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pearson Financial Dennis MA 02/2009 Present
Purshe Kaplan Sterling Investments Albany NY 02/2009 12/2022
  • 02/2009 → Present
    Pearson Financial
    Dennis, MA
  • 02/2009 → 12/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2006-03-21 → 2009-12-03
    Affiliated Advisors, Inc.
    W. Chatham, MA
  • 2004-09-09 → 2009-02-24
    Palmer, MA
    West Chatham, MA
    West Chatham, MA
Other Businesses

1. SANDERS WALSH & EATON, CPA; NOT INVESTMENT RELATED; LOCATED AT 618 RT. 6A (MAIN STREET), P.O. BOX 1510, SOUTH DENNIS, MA 02660; START DATE 6/1/2008; PROVIDING ACCOUNTING, TAX REVIEW, AND COMPILED FINANCIAL STATEMENT SERVICES. POSITION-CPA. 120 HOURS/MONTH; 6-8 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-14
  • S66 Uniform Combined State Law Examination
    2003-08-14

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