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Current Employers
Pearson Financial Services

586 Main St, Dennis, MA 02638 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
MA RA APPROVED 2007-10-29
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MA RA
    APPROVED
    Since 2007-10-29

Branch Locations

871 Venetia Bay Blvd. Suite 300A-4, Venice, FL 34285 • United States

586 Main St, Dennis, MA 02638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pearson Financial Services Dennis MA 10/2007 Present
Pearson Financial Services Dennis MA 05/1996 Present
Purshe Kaplan Sterling Investments Albany NY 11/2005 Present
Other Businesses

1) PEARSON FINANCIAL SERVICES, INVESTMENT-RELATED, RIA. LOCATED AT 586 MAIN STREET, BOX 2041, DENNIS MA 02638. OPERATIONS MANAGER SINCE 06/1996. APROX. 45 HOURS/WEEK-9:30AM-6:30PM. SCHEDULE DAILY ACTIVITIES OF P.F.S./ASSISTANT TO SETH PEARSON, CFP. 2) CHASE GARDEN CREEK, LLC; NOT INVESTMENT RELATED; 586 MAIN ST. DENNIS, MA 02638; RENTAL PROPERTY; PARTNER; START DATE: 04/2006; APPROX 4 HRS/MO; PROPERTY MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1999-05-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1999-05-20
Other Names
  • Coral Annette Murphy

View on SEC IAPD

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