Scott Wayne Shaw

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  New York Life Insurance Company
  Cedar Rapids, IA
• 06/2003 → Present
  Nylife Securities Llc
  Cedar Rapids, IA
• 01/2007 → Present
  Kaestner - Shaw Financial Group
  Cedar Rapids, IA
• 04/2011 → Present
  Eagle Strategies Llc
  Cedar Rapids, IA
• 03/2017 → Present
  Your Vision Financial Group
  Cedar Rapids, IA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through GA Rohrer and Associates ; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2006] [OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP AND KAESTNER-SHAW FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA; START DATE: 03/2017] [Subleasing office space to 2 other NYL agents; 3720 Queen Ct. SW Ste. 4 Cedar Rapids, IA 52404; Start Date 05/2017; Role/Title: Lease Signer; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [SWS Properties LLC; Holds farm property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 08/2019; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Shaw Brothers Properties LLC; Vacation property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 03/2021; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours-co-owner] [Benton Community School District; Preschool - 12th grade public school; 304 1st St. Van Horne, IA 52346; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; board member- ]

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-07-10

Designations

• Chartered Financial Consultant