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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
IA RA APPROVED 2011-04-11
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • IA RA
    APPROVED
    Since 2011-04-11

Branch Locations

3720 Queen Ct Sw Suite 4, Cedar Rapids, IA 52404-4735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Cedar Rapids IA 05/2003 Present
Nylife Securities Llc Cedar Rapids IA 06/2003 Present
Kaestner - Shaw Financial Group Cedar Rapids IA 01/2007 Present
Eagle Strategies Llc Cedar Rapids IA 04/2011 Present
Your Vision Financial Group Cedar Rapids IA 03/2017 Present
  • 05/2003 → Present
    New York Life Insurance Company
    Cedar Rapids, IA
  • 06/2003 → Present
    Nylife Securities Llc
    Cedar Rapids, IA
  • 01/2007 → Present
    Kaestner - Shaw Financial Group
    Cedar Rapids, IA
  • 04/2011 → Present
    Cedar Rapids, IA
  • 03/2017 → Present
    Your Vision Financial Group
    Cedar Rapids, IA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through GA Rohrer and Associates ; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2006] [OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP AND KAESTNER-SHAW FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA; START DATE: 03/2017] [Subleasing office space to 2 other NYL agents; 3720 Queen Ct. SW Ste. 4 Cedar Rapids, IA 52404; Start Date 05/2017; Role/Title: Lease Signer; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [SWS Properties LLC; Holds farm property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 08/2019; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Shaw Brothers Properties LLC; Vacation property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 03/2021; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours-co-owner] [Benton Community School District; Preschool - 12th grade public school; 304 1st St. Van Horne, IA 52346; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; board member- ]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-10
  • S63 Uniform Securities Agent State Law Examination
    2003-07-10
Designations

View on SEC IAPD

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