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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-14 |
| IA | RA | APPROVED | 2011-04-11 |
Branch Locations
3720 Queen Ct Sw Suite 4, Cedar Rapids, IA 52404-4735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Cedar Rapids | IA | 05/2003 | Present |
| Nylife Securities Llc | Cedar Rapids | IA | 06/2003 | Present |
| Kaestner - Shaw Financial Group | Cedar Rapids | IA | 01/2007 | Present |
| Eagle Strategies Llc | Cedar Rapids | IA | 04/2011 | Present |
| Your Vision Financial Group | Cedar Rapids | IA | 03/2017 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through GA Rohrer and Associates ; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2006] [OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP AND KAESTNER-SHAW FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA; START DATE: 03/2017] [Subleasing office space to 2 other NYL agents; 3720 Queen Ct. SW Ste. 4 Cedar Rapids, IA 52404; Start Date 05/2017; Role/Title: Lease Signer; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [SWS Properties LLC; Holds farm property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 08/2019; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Shaw Brothers Properties LLC; Vacation property; 3720 Queen Ct SW, Suite 4, Cedar Rapids, IA 52404; Start Date 03/2021; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours-co-owner] [Benton Community School District; Preschool - 12th grade public school; 304 1st St. Van Horne, IA 52346; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; board member- ]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-10 |
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