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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED 2017-05-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2017-05-24

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Financial Williamsville NY 06/2003 Present
New England Securities Williamsville NY 06/2003 Present
Metlife Securities Inc. Williamsville NY 01/2015 Present
Mml Investors Services, Llc Amherst NY 03/2017 Present
  • 06/2003 → Present
    New England Financial
    Williamsville, NY
  • 06/2003 → Present
    New England Securities
    Williamsville, NY
  • 01/2015 → Present
    Metlife Securities Inc.
    Williamsville, NY
  • 03/2017 → Present
    Amherst, NY
Other Businesses

(1)Name: Novity Wealth Solutions LLC Inv rel: Y Add: 300 Corporate Pkwy, Suite 216N Amherst NY 14226 Nature: Life, Disability, Long-term care, Medicare, Fixed Annuities, and Health Insurance Position: Agent Start date: 10/20/2020 No. HR/MO: 5 No. HR/MO during sec trading: 3 (2)Name: Endeavor Health Services Inv rel: Y Add: 1526 Walden Avenue Suite 400 Cheektowaga NY 14225 Nature: Other - VP of the board of directors for Endeavor Health Services and Mid-Erie Foundation Position: Other - Board Seat for Non-Profit Start date: Board Seat for Non-Profit No. HR/MO: 5-10 No. HR/MO during sec trading: 2 - 5 (3)Name: WF Operations LLC, Inv Rel: Y Addr: 300 Corporate Parkway Suite 216N Amherst NY 14226 Nature: Operating entity for our DBA, Position: Partner, Start: 1/1/2025, No Hr/Mo:20 No Hr/Mo Dur Trading: 10 Duties: None-strictly to pay operating expenses. (4)Name: Novity Wealth Solutions, LLC, Inv Rel: Y Addr: 300 Corporate Pkwy, Suite 216N Amherst NY 14226, Nature:Financial Services/Financial advisor, Position: Owner, Start: 3/15/2025, No Hr/Mo: 200 No Hr/Mo Dur Trading: 150 Duties: Various aspects of being a Financial Advisor and overseeing team of advisory/staff. This is the DBA. (5)Name: Nathan Way, Inv Rel: N Addr: @ Residential on file, Nature: EBay Sales involving my hobby in Sportcards, Position: Owner, Start:10/1/2025, No Hr/Mo: 45 No Hr/Mo Dur Trading: 10 Duties: Buy/sell sportscards via EBay and in person sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-08
  • S63 Uniform Securities Agent State Law Examination
    2003-07-08
Designations
Other Names
  • Nathan Way

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