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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2017-05-24 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Financial | Williamsville | NY | 06/2003 | Present |
| New England Securities | Williamsville | NY | 06/2003 | Present |
| Metlife Securities Inc. | Williamsville | NY | 01/2015 | Present |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
(1)Name: Novity Wealth Solutions LLC Inv rel: Y Add: 300 Corporate Pkwy, Suite 216N Amherst NY 14226 Nature: Life, Disability, Long-term care, Medicare, Fixed Annuities, and Health Insurance Position: Agent Start date: 10/20/2020 No. HR/MO: 5 No. HR/MO during sec trading: 3 (2)Name: Endeavor Health Services Inv rel: Y Add: 1526 Walden Avenue Suite 400 Cheektowaga NY 14225 Nature: Other - VP of the board of directors for Endeavor Health Services and Mid-Erie Foundation Position: Other - Board Seat for Non-Profit Start date: Board Seat for Non-Profit No. HR/MO: 5-10 No. HR/MO during sec trading: 2 - 5 (3)Name: WF Operations LLC, Inv Rel: Y Addr: 300 Corporate Parkway Suite 216N Amherst NY 14226 Nature: Operating entity for our DBA, Position: Partner, Start: 1/1/2025, No Hr/Mo:20 No Hr/Mo Dur Trading: 10 Duties: None-strictly to pay operating expenses. (4)Name: Novity Wealth Solutions, LLC, Inv Rel: Y Addr: 300 Corporate Pkwy, Suite 216N Amherst NY 14226, Nature:Financial Services/Financial advisor, Position: Owner, Start: 3/15/2025, No Hr/Mo: 200 No Hr/Mo Dur Trading: 150 Duties: Various aspects of being a Financial Advisor and overseeing team of advisory/staff. This is the DBA. (5)Name: Nathan Way, Inv Rel: N Addr: @ Residential on file, Nature: EBay Sales involving my hobby in Sportcards, Position: Owner, Start:10/1/2025, No Hr/Mo: 45 No Hr/Mo Dur Trading: 10 Duties: Buy/sell sportscards via EBay and in person sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-08 |
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