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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
MD RA APPROVED 2023-02-09
PA RA APPROVED 2016-09-01
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • MD RA
    APPROVED
    Since 2023-02-09
  • PA RA
    APPROVED
    Since 2016-09-01

Branch Locations

438 Fayette St, Conshohocken, PA 19428 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Conshohocken PA 06/2011 09/2016
Wells Fargo Advisors, Llc Plymouth Meeting PA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Plymouth Meeting PA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2007-08-03

View on SEC IAPD

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