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Sheila Marie Sullivan

Cetera Investment Advisers LLC

St Paul, MN

St. Paul, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

St. Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 05/2007 08/2023
Securian Financial Services, Inc St Paul MN 02/2014 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Advisors Llc St. Cloud MN 08/2023 Present
  • 05/2007 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 02/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
  • 2015-03-20 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-28
S63 Uniform Securities Agent State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2015-02-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-19
Other Names
  • Sheila Marie Sullivan
  • Sheila Marie Spadine
  • Sheila Sullivan Knautz
  • Sheila Marie Sullivan
  • Sheila Marie Sullivan

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST

Other Investors

HEATHER FITCH RADCLIFF
CHRISTOPHER J SCHWARTZ
JAMES P. SHAFER
MICHAEL BRIAN BLOCK
Kathryn Marie Viste
Creighton Silvain
Thomas Running
DOUGLAS JAMES BRUCE

Other Offices

UBS FINANCIAL SERVICES INC. · ST PAUL, MN
CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN

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