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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-22
  • GA RA
    APPROVED
    Since 2020-10-22

Branch Locations

233 12Th Street Suite 718, Columbus, GA 31901 • United States

Ridge Capital Management, Llc

6455 East Johns Crossing Suite 300, John Creek, GA 30097 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-14
  • GA RA
    APPROVED
    Since 2018-05-14

Branch Locations

1725 Windward Concourse Suite 150, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 10/2011 08/2018
First Allied Securities, Inc. San Diego CA 05/2018 09/2022
First Allied Advisory Services, Inc. San Diego CA 05/2018 11/2020
Ridge Capital Management, Llc Alpharetta GA 05/2018 Present
Cetera Advisors Llc Columbus GA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2020 Present
Eleven Eleven Homes, Llc Warm Springs GA 08/2025 Present
  • 10/2011 → 08/2018
    Cetera Advisors Llc
    El Segundo, CA
  • 05/2018 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2018 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 05/2018 → Present
    Alpharetta, GA
  • 09/2022 → Present
    Cetera Advisors Llc
    Columbus, GA
  • 10/2020 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Eleven Eleven Homes, Llc
    Warm Springs, GA
Previous Registrations
  • 2018-05-09 → 2020-11-12
    First Allied Advisory Services, Inc.
    Columbus, GA
  • 2011-10-17 → 2018-08-21
    Cetera Advisors Llc
    Columbus, GA
    Greenwood Village, CO
  • 2008-08-29 → 2011-10-19
    Savannah, GA
    Smiths, AL
    Columbus, GA
    Atlanta, GA
    Columbus, GA
    Atlanta, GA
    Columbus, GA
  • 2002-02-25 → 2005-01-31
    Truist Investment Services, Inc.
    Albany, GA
Other Businesses

1) RCM, Investment Advisor Representative 2) Insurance Agent 3) NAME OF OTHER BUSINESS: ELEVEN ELEVEN HOMES, LLC; INVESTMENT RELATED: NO; ADDRESS: 2425 HINES GAP ROAD, WARM SPRINGS, GA 31830; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE SHORT TERM RENTAL PROPERTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-10
S63 Uniform Securities Agent State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    2000-03-29
Other Names
  • Brice R Thompson

View on SEC IAPD

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