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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-18 |
Branch Locations
1476 Town Center Dr Ste N218, Lakeland, FL 33803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Springfield | OH | 01/2003 | 05/2020 |
| Northwestern Mutual Investment Services, Llc | Springfield | OH | 07/2003 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services, Llc | Lakeland | FL | 05/2020 | Present |
| Northwestern Mutual Life Insurance Company | Lakeland | FL | 05/2020 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-22 |
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