Peter Andrew Racen

Employer firm

Moneta Group Investment Advisors, LLC CRD 104727

$50.5B regulatory AUM 638 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/1999 → 09/2022
  Northwestern Mutual Investment Services, Llc
  Chesterfield, MO
• 04/2008 → 09/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2022 → 12/2025
  Moneta Group Investment Advisors, Llc
  St. Louis, MO
• 01/2026 → Present
  Moneta Group Investment Advisors, Llc
  St. Louis, MO

Previous Registrations

• 2005-02-23 → 2017-08-01
  Northwestern Mutual Investment Services, Llc
  Chesterfield, MO
  Ballwin, MO
  Chesterfield, MO
  Ballwin, MO
  Ballwin, MO

Other Businesses

1. THE PETER A RACEN REVOCABLE TRUST DATED MAY 1. 2003, IMMEDIATE FAMILY, 531 ARBOR MEADOW DR, BALLWIN, , MISSOURI, 63021, UNITED STATES OF AMERICA, IMMEDIATE FAMILY, START DATE: 08/15/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE OF MY OWN PERSONAL REVOCABLE TRUST 2. FINANCE COMMITTEE MEMBER, RIVER CITY CHURCH, 1735 S RIVER FD, SAINT CHARLES, , MISSOURI, 63303, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/23/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF MY CHURCHES FINANCE COMMITTEE TO REVIEW THE CHURCHES BUDGET. 3. CRESCENDO ADVISORY, LLC; 55 CASTLE BLUFF DRIVE, ST. CHARLES, MISSOURI 63304; CEO, BUSINESS NATURE: TRAINING, COACHING, MENTORING WEALTH MANAGEMENT ADVISORS ON EXIT PLANNING/SUCCESSION/ESTATE PLANNING/EXECUTIVE INCENTIVE COMPENSATION PLANS FOR BUSINESS OWNERS; START DATE: 01/01/2025, 11-20 HRS/MONTH DURING TRADING HOURS, 11-20 HRS/MONTH OUTSIDE TRADING HOURS; DUTIES: INVOLVED IN ALL ASPECTS OF THE BUSINESS, CREATING CONTENT FOR TRAINING/COACHING/MENTORING SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2001-06-16
• S63 Uniform Securities Agent State Law Examination
  2000-02-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant