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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
TX RA APPROVED 2024-11-06
WA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-06
  • WA RA
    APPROVED
    Since 2024-11-06

Branch Locations

1111 Main St Suite 700, Vancouver, WA 98660 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 07/2018
Cascadia Washington Wealth Management Vancouver WA 12/2015 10/2024
Kms Financial Services, Inc. Seattle WA 07/2018 11/2020
Securities America, Inc. Vancouver WA 11/2020 10/2024
Arbor Point Advisors Vancouver WA 11/2020 10/2024
Osaic Wealth, Inc. Vancouver WA 06/2024 10/2024
Allworth Financial Vancouver WA 11/2024 Present
Aw Securities Vancouver WA 11/2024 Present
  • 01/2013 → 07/2018
    Cetera Advisors Llc
    Denver, CO
  • 12/2015 → 10/2024
    Cascadia Washington Wealth Management
    Vancouver, WA
  • 07/2018 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 10/2024
    Securities America, Inc.
    Vancouver, WA
  • 11/2020 → 10/2024
    Arbor Point Advisors
    Vancouver, WA
  • 06/2024 → 10/2024
    Osaic Wealth, Inc.
    Vancouver, WA
  • 11/2024 → Present
    Allworth Financial
    Vancouver, WA
  • 11/2024 → Present
    Aw Securities
    Vancouver, WA
Previous Registrations
  • 2020-11-06 → 2024-11-07
    Arbor Point Advisors
    Vancouver, WA
    Vancouver, WA
  • 2018-07-20 → 2020-11-06
    Kms Financial Services, Inc.
    Vancouver, WA
    Seattle, WA
    Santa Cruz, CA
    Seattle, WA
  • 2012-02-28 → 2018-07-26
    Cetera Advisors Llc
    Portland, OR
    Vancouver, WA
    Greenwood Village, CO
    Vancouver, WA
    Santa Cruz, CA
  • 2006-11-22 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2006-11-06 → 2006-11-22
    Vancouver, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-01
S63 Uniform Securities Agent State Law Examination 2003-08-07
  • S65 Uniform Investment Adviser Law Examination
    2006-11-01
  • S63 Uniform Securities Agent State Law Examination
    2003-08-07
Other Names
  • George Scott Lowe

View on SEC IAPD

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