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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-15
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-15
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

401 Union St, Seattle, WA 98101 • United States

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Portland OR 04/2003 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 10/2009 Present
Previous Registrations
  • 2004-10-22 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-21
  • S66 Uniform Combined State Law Examination
    2004-10-21
Other Names
  • Tami Marie Olsen
  • Tami Marie Jobson

View on SEC IAPD

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