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Steven Cole Frantz

Charles Schwab & Co., Inc.

Upland, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-02-21
  • CA RA
    APPROVED
    Since 2007-02-21

Branch Locations

1890 N. Campus Avenue, Upland, CA 91784-1650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Upland CA 09/2006 Present
Charles Schwab Bank Ssb Upland CA 09/2006 Present
Previous Registrations
  • 2022-07-08 → 2022-10-14
    Td Ameritrade, Inc.
    Upland, CA
    Omaha, NE
    Los Angeles, CA
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2007-02-20
Other Names
  • Steve Cole Frantz

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA
EDWARD JONES · ALTA LOMA, CA

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