Dianne Yeuk-ha Woon

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-04

CA RA
APPROVED

Since 2012-06-04

Branch Locations

1151 Harbor Way Parkway, Ste 135, Alameda, CA 94502 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-01

CA RA
APPROVED

Since 2012-06-01

Branch Locations

1151 Harbor Bay Parkway Ste 135, Alameda, CA 94502 • United States

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Various Insurance Carriers	Alameda	CA	08/2003	Present
Capital Analysts Incorporated	Radnor	PA	02/2007	Present
Lincoln Investment	Alameda	CA	06/2012	Present

08/2003 → Present

Various Insurance Carriers

Alameda, CA
02/2007 → Present

Capital Analysts Incorporated

Radnor, PA
06/2012 → Present

Lincoln Investment

Alameda, CA

Previous Registrations

2007-02-02 → 2012-06-01

Cincinnati Analysts, Inc.

Alameda, CA
2003-11-05 → 2007-02-05

Waddell & Reed

Walnut Creek, CA

Concord, CA

Other Businesses

HOPE WORLDWIDE BAY AREA CHAPTER POSITION: board member of the advisory board in the local virtual chapter NATURE: non-profit volunteer work INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 4231 Balboa Ave #330, San Diego CA 92117, United States DESCRIPTION: advise on how to grow the chapter on what projects to take on INSURANCE POSITION: insurance agent NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2003 ADDRESS: 1151 Harbor Bay Pkwy, Ste 135, Alameda CA 94502, United States DESCRIPTION: I receive residual trail commissions for old business only. I am no longer offering or selling the products or services of any insurance carrier away from Lincoln. Woon Family Properties I, LLC Position: landlord Nature: rental income property Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 4/1/2006 Address: 771 Plymouth Dr NE , Keizer, OR 97303-4961 Description: work through the property manager to manage the property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-03

S66 Uniform Combined State Law Examination

2003-11-03

Designations

Other Names

Dianne Yeuk-Ha Wong

View on SEC IAPD