Patrick J Walstad

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-05-26
TX	RA	APPROVED_RES	2019-01-02
CA	RA	APPROVED	2008-05-05

AZ RA
APPROVED

Since 2023-05-26
TX RA
APPROVED_RES

Since 2019-01-02
CA RA
APPROVED

Since 2008-05-05

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Scottsdale	AZ	04/2000	Present
Charles Schwab Bank	Scottsdale	AZ	02/2005	Present

04/2000 → Present

Charles Schwab & Co., Inc.

Scottsdale, AZ
02/2005 → Present

Charles Schwab Bank

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-01
S63	Uniform Securities Agent State Law Examination	1998-09-23

S66 Uniform Combined State Law Examination

2005-03-01
S63 Uniform Securities Agent State Law Examination

1998-09-23

Other Names

Patrick Joseph Walstad

View on SEC IAPD

Employer firm

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

Reviews