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Current Employers
Legacy Capital Wealth Partners, Llc

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-03-01
  • AR RA
    APPROVED
    Since 2018-03-01

Branch Locations

8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Capital Group (Dba) Little Rock AR 04/2003 03/2018
Kestra Financial Services, Inc. Austin TX 04/2016 03/2018
Legacy Capital Wealth Partners, Llc Little Rock AR 03/2018 Present
  • 04/2003 → 03/2018
    Legacy Capital Group (Dba)
    Little Rock, AR
  • 04/2016 → 03/2018
    Kestra Financial Services, Inc.
    Austin, TX
  • 03/2018 → Present
    Little Rock, AR
Previous Registrations
  • 2016-04-18 → 2018-03-01
    Little Rock, AR
  • 2005-01-11 → 2016-09-22
    Kestra Investment Services, Llc
    Little Rock, AR
    Little Rock, AR
Other Businesses

Jason Prather is also a licensed insurance professional with Legacy Capital Group Arkansas, LLC. Same address.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-08
S63 Uniform Securities Agent State Law Examination 2003-07-21
  • S65 Uniform Investment Adviser Law Examination
    2003-12-08
  • S63 Uniform Securities Agent State Law Examination
    2003-07-21

View on SEC IAPD

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