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Brad Finch Dalton

Eton Advisors

Chapel Hill, NC

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Current Employers
Eton Advisors

301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-05
  • NC RA
    APPROVED
    Since 2017-09-05

Branch Locations

301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eton Advisors, Lp Chapel Hill NC 07/2009 09/2017
Eton Advisors Group, Llc Chapel Hill NC 09/2017 Present
  • 07/2009 → 09/2017
    Eton Advisors, Lp
    Chapel Hill, NC
  • 09/2017 → Present
    Eton Advisors Group, Llc
    Chapel Hill, NC
Previous Registrations
  • 2009-07-01 → 2017-09-05
    Eton Advisors, Lp
    Chapel Hill, NC
    Chapel Hill, NC
  • 2006-11-06 → 2008-12-03
    Principal Securities, Inc.
    Raleigh, NC
  • 2003-07-24 → 2006-06-19
    Bb&T Asset Management, Inc.
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-25
S65 Uniform Investment Adviser Law Examination 2003-07-22
  • S63 Uniform Securities Agent State Law Examination
    2006-10-25
  • S65 Uniform Investment Adviser Law Examination
    2003-07-22
Designations
Other Names
  • Bradley Finch Dalton

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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