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Anthony Robert Bosma

LPl Financial LLC

Sun Prairie, WI

Madison, WI

CRD 4669550

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-26
WI RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2022-05-26
  • WI RA
    APPROVED
    Since 2022-05-18

Branch Locations

Sun Prairie, WI • United States

5910 Mineral Point Road, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 12/2007 Present
Cuna Brokerage Services, Inc. Waverly IA 12/2007 Present
Lpl Financial Llc Madison WI 05/2022 Present
  • 12/2007 → Present
    Cuna Mutual Group
    Waverly, IA
  • 12/2007 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Madison, WI
Previous Registrations
  • 2008-01-18 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Madison, WI
    Madison, WI
Other Businesses

1. 05/18/2022-Investor Guidance Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-14
S63 Uniform Securities Agent State Law Examination 2003-09-12
  • S66 Uniform Combined State Law Examination
    2004-06-14
  • S63 Uniform Securities Agent State Law Examination
    2003-09-12
Other Names
  • Anthony Bosma
  • Tony Robert Bosma

View on SEC IAPD

Nearby Firms

WISCONSIN WEALTH ADVISORS, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.

Nearby Investors

GREGORY STEVEN HENNING
MARK A GERNETZKE
CHRIS ALLEN SWENSON

Nearby Offices

LPL FINANCIAL LLC · SUN PRAIRIE, WI
LPL FINANCIAL LLC · SUN PRAIRIE, WI
WISCONSIN WEALTH ADVISORS, LLC · SUN PRAIRIE, WI

More in Sun Prairie, WI

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