Scott Laffie

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Massmutual Life Insurance Co
  Woodbury, NY
• 07/2009 → Present
  Mml Investors Services, Llc
  Woodbury, NY

Other Businesses

(1) NAME: THE LAFFIE FINANCIAL GROUP INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH POSITION: SALES, THE LAFFIE FINANCIAL GROUP START: 12/1/2009 NO HRS/MO: 25 NO HRS/MO DUR TRADING: 25. (2) NAME: SCOTT LAFFIE INC. INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: FEE BASED INSURANCE ADVISOR POSITION: AGENT START: 02/04/2020 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 0.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-12-17

Designations

• Certified Financial Planner