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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
  • NY RA
    APPROVED
    Since 2021-06-08

Branch Locations

88 Froehlich Farm Blvd Suite 320, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Woodbury NY 01/2009 Present
Mml Investors Services, Llc Woodbury NY 07/2009 Present
Other Businesses

(1) NAME: THE LAFFIE FINANCIAL GROUP INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH POSITION: SALES, THE LAFFIE FINANCIAL GROUP START: 12/1/2009 NO HRS/MO: 25 NO HRS/MO DUR TRADING: 25. (2) NAME: SCOTT LAFFIE INC. INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: FEE BASED INSURANCE ADVISOR POSITION: AGENT START: 02/04/2020 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-17
  • S63 Uniform Securities Agent State Law Examination
    2009-12-17
Designations

View on SEC IAPD

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