Best Investors Account Sign in

Alicia Kay Richardson-Jones

Wells Fargo Clearing Services, LLC

Columbia, MD

Brandywine, MD

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-09-28
  • MD RA
    APPROVED
    Since 2012-09-28

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

16000 Crain Hwy, Brandywine, MD 20613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Alexandria VA 06/2011 Present
Wells Fargo Advisors, Llc. Brandywine MD 08/2012 11/2016
Wells Fargo Bank, Na Brandywine MD 08/2012 Present
Wells Fargo Clearing Services, Llc Brandywine MD 11/2016 Present
  • 06/2011 → Present
    Morgan Stanley Smith Barney
    Alexandria, VA
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Brandywine, MD
  • 08/2012 → Present
    Wells Fargo Bank, Na
    Brandywine, MD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Brandywine, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-27
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S65 Uniform Investment Adviser Law Examination
    2011-05-27
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19
Other Names
  • Alicia Kay Richardson
  • Alicia Kay Richardson Jones
  • Alicia Kay Jones
  • Alicia Kay Richardson-Jones
  • Alicia Kay Richardson Jones
  • Alicia Kay Richardson-Jones
  • Alicia Kay Jones

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
WHITE OAK WEALTH MANAGEMENT
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor