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Tyler Coughlin Simones

Northwest Quadrant Wealth Management

Bend, OR

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Current Employers
Northwest Quadrant Wealth Management

650 Sw Bond St. Suite 250, Bend, OR 97702 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-08-30
  • OR RA
    APPROVED
    Since 2011-08-30

Branch Locations

650 Sw Bond St. Suite 250, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management) Bend OR 08/2011 Present
Lpl Financial Llc Bend OR 08/2011 06/2022
  • 08/2011 → Present
    Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management)
    Bend, OR
  • 08/2011 → 06/2022
    Bend, OR
Previous Registrations
  • 2011-08-18 → 2017-08-09
    John Day, OR
    Lake Oswego, OR
    Bend, OR
    Bend, OR
    San Diego, CA
    Eugene, OR
  • 2008-07-08 → 2011-08-18
    Kms Financial Services, Inc.
    Bend, OR
    John Day, OR
Other Businesses

1. 8/19/2011 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/2011 - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 06/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/22/2011: FINANCIAL FOCUS - OTHER-RADIO SHOW THAT IS PART OF RIA - Time Spent 15% - WE HAVE A RADIO SHOW CALLED FINANCIAL FOCUS WHICH IS PART OF THE RIA AND IS ONE OF OUR MARKETING TOOLS. 3. 10/17/2012: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 3% - OCCASIONALLY I WILL HELP A CLIENT BUY LIFE INSURANCE OR LONG-TERM CARE INSURANCE. 4. 8/30/2013: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-07
S63 Uniform Securities Agent State Law Examination 2007-04-30
  • S66 Uniform Combined State Law Examination
    2008-07-07
  • S63 Uniform Securities Agent State Law Examination
    2007-04-30

View on SEC IAPD

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