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650 Sw Bond St. Suite 250, Bend, OR 97702 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2011-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Quadrant Llc(Dba:NOrthwest Quadrant Wealth Management) | Bend | OR | 08/2011 | Present |
| Lpl Financial Llc | Bend | OR | 08/2011 | 06/2022 |
1. 8/19/2011 - Northwest Quadrant, LLC - DBA: (Hybrid) Northwest Quadrant Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/2011 - Time Spent 100% - I provide investment advisory services through Northwest Quadrant, LLC, an independent investment advisor firm. I started this business activity in 06/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/22/2011: FINANCIAL FOCUS - OTHER-RADIO SHOW THAT IS PART OF RIA - Time Spent 15% - WE HAVE A RADIO SHOW CALLED FINANCIAL FOCUS WHICH IS PART OF THE RIA AND IS ONE OF OUR MARKETING TOOLS. 3. 10/17/2012: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 3% - OCCASIONALLY I WILL HELP A CLIENT BUY LIFE INSURANCE OR LONG-TERM CARE INSURANCE. 4. 8/30/2013: NORTHWEST QUADRANT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-30 |
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