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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-24 |
| AZ | RA | APPROVED | 2025-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 05/2012 | 09/2019 |
| Bank Of America, N.A. | Phoenix | AZ | 02/2017 | 09/2019 |
| Wells Fargo Clearing Services, Llc | St. Louis, | MO | 05/2021 | 05/2025 |
| Wells Fargo Bank, Na | San Francisco | AZ | 05/2021 | 05/2025 |
| Unemployed | Scottsdale | AZ | 09/2019 | 05/2021 |
| Unemployed | Scottsdale | AZ | 05/2025 | 09/2025 |
| Schwab Wealth Advisory, Inc | Phoenix | AZ | 09/2025 | Present |
| Charles Schwab & Co, Inc | Phoenix | AZ | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-15 |
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