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Timothy Wagner

Td Private Client Wealth LLC

Sarasota, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-04-22
PA RA APPROVED 2024-11-15
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
FL RA APPROVED 2023-08-04
  • NH RA
    APPROVED
    Since 2026-04-22
  • PA RA
    APPROVED
    Since 2024-11-15
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • FL RA
    APPROVED
    Since 2023-08-04

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Myers FL 09/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Myers FL 11/2016 06/2017
Ameriprise Financial Services Inc Englewood FL 06/2017 07/2023
Td Bank N.A. Sarasota FL 07/2023 Present
Td Private Client Wealth Llc Sarasota FL 07/2023 Present
Previous Registrations
  • 2017-07-07 → 2023-07-19
    Ameriprise Financial Services, Llc
    Englewood, FL
  • 2009-10-01 → 2017-07-13
    Wells Fargo Clearing Services, Llc
    Rotonda West, FL
    Naples, FL
    Englewood, FL
    Englewood, FL
    Boca Grande, FL
    North Port, FL
    Sarasota, FL
    Sarasota, FL
    Bradenton, FL
    Sarasota, FL
    Bradenton, FL
  • 2008-06-20 → 2009-09-28
    Banc Of America Investment Services, Inc.
    Venice, FL
  • 2004-08-10 → 2008-06-17
    Invest Financial Corporation
    Port Charlotte, FL
    Port Charlotte, FL
    Punta Gorda, FL
    Port Charlotte, FL
    Port Charlotte, FL
    Port Charlotte, FL
    Port Charlotte, FL
    Englewood, FL
    Englewood, FL
    Placida, FL
    Englewood, FL
    Boca Grande, FL
  • 2003-12-19 → 2004-08-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Punta Gorda, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-04
  • S66 Uniform Combined State Law Examination
    2003-08-04
Other Names
  • Timothy John Wagner

View on SEC IAPD

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Other Investors

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Kevin St John
Thomas Donald Anderson
JOHNATHAN RYAN HENDRIX
MEREDITH BAKER FREEMAN
RICHARD MANANSALA MANANKIL
CHRISTOPHER D'ANDREA
LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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