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1024 Santa Clara Avenue, Alameda, CA 94501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asia Global Asset Management, Inc. | Alameda | CA | 05/2014 | Present |
| Wanwan Hong Sole Proprietor | San Francisco | CA | 05/2003 | Present |
SOLE PROPRIETOR IN FIXED INSURANCE AND FIXED (INDEXED) ANNUITIES SALES (NON-INVESTMENT RELATED); BUSINESS ADDRESS 1837 16TH AVE, SAN FRANCISCO, CA 94122-4539; INDEPENDENT LIFE AND HEALTH INSURANCE SALES, LICENSED IN CALIFORNIA SINCE 05/16/2003; WORK OUTSIDE OF SECURITIES TRADING HOURS MOST OF THE TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-01 |
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