Brian Douglas Waiz

Current Employers

Employment History

• 03/2013 → 07/2019
  Geneos Wealth Management
  Sellersburg, IN
• 03/2013 → 07/2019
  Financial Wealth Management
  Sellersburg, IN
• 02/2020 → Present
  Kestra Advisory Services, Llc
  Jefferson, IN
• 08/2019 → Present
  Kestra Investment Services, Llc
  Jefferson, IN

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Representative Start Date: 8/14/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Registered Rep Activities for group benefit plan accounts and Individual clients. Name: Assured Partners Investment Related: Yes Address: 3620 Blackiston Boulevard, Suite 100 New Albany IN 47150 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Representative Start Date: 8/14/2019 Hours/month: 100%+ (More than 160 hours) Hours/month during trading hours: 91% - 100% (127 - 140 hours) Duties: Responsible for managing investments for group retirement plan accounts and for new and existing individual clients. Name: William J. Waiz SR. LLC Investment Related: No Address: 83 Lost Creek Road New Salisbury IN 47161 Nature of Business: Real Estate Position, Title or Relationship: Member only Start Date: 3/14/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: no duties Name: GALLAGHER POSITION: Investment Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2026 ADDRESS: 4500 Town Center Blvd, Ste 200, Jeffersonville IN 47130, United States DESCRIPTION: Responsible for managing investments for group retirement plan accounts and for new and existing individual clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-11
• S63 Uniform Securities Agent State Law Examination
  2004-08-27