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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-30
TX RA APPROVED 2025-09-30
  • TN RA
    APPROVED
    Since 2025-09-30
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

100 Winners Cir N Ste 200, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Brentwood TN 03/2015 09/2025
Raymond James Financial Services, Inc. Brentwood TN 09/2025 Present
Raymond James Financial Services Advisors, Inc. Brentwood TN 09/2025 Present
Previous Registrations
  • 2015-03-13 → 2025-10-01
    Brentwood, TN
    Nashville, TN
  • 2004-02-12 → 2015-03-13
    Trustcore Financial Services, Llc
    Brentwood, TN
Other Businesses

(1)Name of Business: Address: 2012 Stonehurst Dr, Nashville, TN, 37215, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/09/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - management is delegated to property manager. (2)Name of Business: Monroe Harding Address: 100 Winners Cir N Ste 200, Brentwood, TN, 37027-1002, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Conduct reviews of the charities investment policy statement, distribution policies, and attend investment review meetings. (3)Name of Business: Radnor Wealth Management LLC Address: 100 Winners Cir N Ste 200, Brentwood, TN, 37027-1002, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - CEO, Officer - President, Officer - Secretary, Officer - Treasurer, Other Investment Related: No Start Date: 03/12/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Planning and Investment Advice. Manage the vision, staff, and support of running a financial services business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-26
  • S66 Uniform Combined State Law Examination
    2003-09-26
Designations
Other Names
  • Mark D Richards

View on SEC IAPD

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