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Brian J Hoppe

Thrivent Investment Management Inc.

Appleton, WI

De Pere, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-27
  • WI RA
    APPROVED
    Since 2018-02-27

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 06/2002 09/2017
Thrivent Investment Management Inc Appleton WI 05/2003 09/2017
Thrivent Financial Appleton WI 12/2017 Present
Unemployed Appleton WI 10/2017 11/2017
Thrivent Investment Management Appleton WI 12/2017 Present
  • 06/2002 → 09/2017
    Thrivent Financial For Lutherans
    Appleton, WI
  • 05/2003 → 09/2017
    Thrivent Investment Management Inc
    Appleton, WI
  • 12/2017 → Present
    Thrivent Financial
    Appleton, WI
  • 10/2017 → 11/2017
    Unemployed
    Appleton, WI
  • 12/2017 → Present
    Thrivent Investment Management
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-26
S63 Uniform Securities Agent State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2018-02-26
  • S63 Uniform Securities Agent State Law Examination
    2003-06-17
Other Names
  • Brian James Hoppe
  • Brian Hoppe

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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