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David Neal Carroll

Fairvoy Private Wealth, LLC

Birmingham, AL

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Current Employers
Fairvoy Private Wealth, Llc

One Perimeter Park South Suite 300 S, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
AL RA APPROVED 2024-04-05
  • TX RA
    APPROVED
    Since 2024-08-09
  • AL RA
    APPROVED
    Since 2024-04-05

Branch Locations

One Perimeter Park South Suite 300 S, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Birmingham AL 04/2003 04/2024
Bank Of America, N.A. Birmingham AL 07/2011 04/2024
Fairvoy Private Wealth Llc Birmingham AL 04/2024 Present
  • 04/2003 → 04/2024
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Birmingham, AL
  • 07/2011 → 04/2024
    Bank Of America, N.A.
    Birmingham, AL
  • 04/2024 → Present
    Fairvoy Private Wealth Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-31
  • S66 Uniform Combined State Law Examination
    2003-07-31
Designations
Other Names
  • David Neal Carroll
  • Neal Carroll
  • D N Carroll

View on SEC IAPD

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