Mark J Mazzone

Current Employers

Sovereign Financial Services

21 New Britain Avenue Suite 110, Rocky Hill, CT 06067 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2003-07-10

CT RA
APPROVED

Since 2003-07-10

Branch Locations

21 New Britain Ave Suite 110, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D'AGostino & Mazzone, Llc	Rocky Hill	CT	01/2000	Present

01/2000 → Present

D'AGostino & Mazzone, Llc

Rocky Hill , CT

Other Businesses

D'AGOSTINO & MAZZONE, LLC, NON-INVESTMENT RELATED CPA FIRM, LOCATED AT 21 NEW BRITAIN AVENUE, SUITE 110, ROCKY HILL, CT 06067, MEMBER AND 50% OWNER, COMMENCED OWNERSHIP JANUARY 1, 2000, HOURS PER MONTH = 120, NUMBER OF HOURS DURING TRADING = 5 HOURS PER DAY, CPA PROVIDING TAX PLANNING, TAX COMPLIANCE AND FINANCIAL PLANNING SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-21

S65 Uniform Investment Adviser Law Examination

2001-06-21

View on SEC IAPD

Current Employers

Sovereign Financial Services

Disclosures

Employment History

Other Businesses

Exams

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