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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-20
MO RA APPROVED 2023-06-29
  • KS RA
    APPROVED
    Since 2024-11-20
  • MO RA
    APPROVED
    Since 2023-06-29

Branch Locations

1320 Ne Windsor Dr, Lees Summit, MO 64086 • United States

3210 W Keywest St, Wichita, KS 67204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kanik Financial Lees Summit MO 08/2005 Present
Rental Property Blue Springs MO 06/2011 Present
Mike Keith Insurance Clinton MO 04/2013 07/2022
Voya Financial Advisors Lees Summit MO 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Rayhons Financial Lees Summit MO 04/2024 Present
  • 08/2005 → Present
    Kanik Financial
    Lees Summit, MO
  • 06/2011 → Present
    Rental Property
    Blue Springs, MO
  • 04/2013 → 07/2022
    Mike Keith Insurance
    Clinton, MO
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lees Summit, MO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2024 → Present
    Rayhons Financial
    Lees Summit, MO
Previous Registrations
  • 2006-07-03 → 2021-06-09
    Clinton, MO
    Overland Park, KS
    Lee'S Summit, MO
    Lees Summit, MO
    Clinton, MO
    Lake St. Louis, MO
    Windsor, CT
    West Des Moines, IA
Other Businesses

) NAME OF ENTITY: KF PROFESSIONAL PROPERTIES; NO; 1320 NE WINDSOR DRIVE; LEE'S SUMMIT; MO; 64086; OFFICE RENTAL PROPERTIES; OWNER; 5/1/2012; 2; 2; OWNER/OPERATOR OF A SMALL OFFICE SPACE; 2) NAME OF ENTITY: KANIK FINANCIAL; YES; 1320 NE WINDSOR DR; LEES SUMMIT; MO; 64086; FINANCIAL SERVICES/DBA; OWNER; 8/30/2005; 160; 160; SALE OF FIXED, SECURITIES & INVESTMENT PRODUCTS. ALSO PROVIDE TAX PREP AND NOTARY SERVICES 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 1320 NE WINDSOR DR; LEES SUMMIT; MO; 64086; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/8/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: RAYHONS FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-25
S63 Uniform Securities Agent State Law Examination 2004-03-18
  • S65 Uniform Investment Adviser Law Examination
    2004-08-25
  • S63 Uniform Securities Agent State Law Examination
    2004-03-18
Designations

View on SEC IAPD

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