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Robert Alan Stockoski

LPl Financial LLC

Rochester, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-15
MI RA APPROVED 2018-03-20
  • TX RA
    APPROVED
    Since 2023-11-15
  • MI RA
    APPROVED
    Since 2018-03-20

Branch Locations

414 East Street, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Troy MI 01/2011 04/2017
The Huntington National Bank Washington Twp MI 05/2017 03/2018
The Huntington Investment Company Columbus OH 05/2017 03/2018
Lpl Financial Llc Sterling Heights MI 03/2018 Present
  • 01/2011 → 04/2017
    Pnc Investments
    Troy, MI
  • 05/2017 → 03/2018
    The Huntington National Bank
    Washington Twp, MI
  • 05/2017 → 03/2018
    The Huntington Investment Company
    Columbus, OH
  • 03/2018 → Present
    Sterling Heights, MI
Previous Registrations
  • 2010-02-05 → 2017-05-05
    Pontiac, MI
    Troy, MI
    Shelby Township, MI
    Sterling Heights, MI
    Richmond, MI
    Shelby Twp, MI
    Washington, MI
    Shelby Twp, MI
    Troy, MI
    Rochester Hills, MI
Other Businesses

1) 03/01/2018 - Aquest Wealth Strategies - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2018 - 160 hr/mth. 2) 2/26/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 03/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 10/05/2019 - L&D Wealth Management - Investment related - 4273 Ellis Rd. Clarkston, MI 48348 - Business Entity For Tax/Investment Purposes Only - start date:11/14/2018 - 0 hrs/mo - 0 hrs during trading 4. 08/23/2023 - Comprehensive Planning - Non-Variable Insurance - Advisor and Agent - Investment Related - At Reported Business Location(s) - Start Date 06/16/2023 - 0 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-04
S63 Uniform Securities Agent State Law Examination 2003-07-01
  • S66 Uniform Combined State Law Examination
    2010-02-04
  • S63 Uniform Securities Agent State Law Examination
    2003-07-01
Designations

View on SEC IAPD

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