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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-15 |
| MI | RA | APPROVED | 2018-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Troy | MI | 01/2011 | 04/2017 |
| The Huntington National Bank | Washington Twp | MI | 05/2017 | 03/2018 |
| The Huntington Investment Company | Columbus | OH | 05/2017 | 03/2018 |
| Lpl Financial Llc | Sterling Heights | MI | 03/2018 | Present |
1) 03/01/2018 - Aquest Wealth Strategies - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2018 - 160 hr/mth. 2) 2/26/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 03/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 10/05/2019 - L&D Wealth Management - Investment related - 4273 Ellis Rd. Clarkston, MI 48348 - Business Entity For Tax/Investment Purposes Only - start date:11/14/2018 - 0 hrs/mo - 0 hrs during trading 4. 08/23/2023 - Comprehensive Planning - Non-Variable Insurance - Advisor and Agent - Investment Related - At Reported Business Location(s) - Start Date 06/16/2023 - 0 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-01 |
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