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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-05 |
Branch Locations
3277 Fruitville Rd Bldg. F1, Sarasota, FL 34237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Sarasota | FL | 08/2013 | 06/2019 |
| Lpl Financial, Llc | Sarasota | FL | 06/2019 | Present |
1. 04/23/2013 - THE INCOMPASS GROUP LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SARASOTA, FL 2. 04/23/2013 - THE INCOMPASS GROUP LLC/ TAX PREP, ACCOUNTING, CPA/ INVESTMENT RELATED/ 5%/ SARASOTA, FL 3. 06/04/2019 - EDWARD BEHM/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ SARASOTA, FL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-01 |
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