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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-07-15 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
45 W. Union Street, Liberty, IN 47353 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buffalo Trace Financial Group | Liberty | IN | 03/2015 | 07/2019 |
| Sandlapper Securites, Llc | Greenville | SC | 08/2016 | 07/2019 |
| Berthel, Fisher & Company Financial Services, Inc | Liberty | IN | 07/2019 | Present |
| Bfc Planning, Inc. | Liberty | IN | 07/2019 | Present |
1.Youth Basketball Coach-N-Liberty, IN-Youth Basketball Coach-Coach-01/2015-20-0-Youth basketball coach for Union County School District. 2.Union County Redevelopment-N-Liberty, IN-Non Profit-Board Member-09/2019-1-0-Non Profit set up to attract new business to Union County Indiana. 3.Union County Parks and Recreation-N-Liberty, IN-County Parks Rec Board-Board Member-09/2018-2-0-County Parks & Rec Board. 4.Buffalo Trace Financial Group-Y-Liberty, IN-Financial Services-Registered Representative-07/2019-160-160-Financial Services and Insurance sales. 5.Larry Landon Coyle-N-Liberty, IN-Insurance Sales-Agent-11/2003-5-5-Life, Accident, Health and LTC insurance sales. 6. 102 N Main St.-N-Brownsville, IN-Real estate ownership-Owner-12/2021-48-0-Purchasing and renovating two properties for use as rentals or AirBNB locations. 7. Real Estate Appraisals- N- Liberty, IN- Real estate- Appraiser Trainee- 12/2022- 80- 0- Train with licensed real estate appraiser to learn the appraisal practice. 8. The Union Street Loft LLC- N- Liberty, IN- Commercial Rental Property- Owner- 09/2024- 0- 0- Own and maintain buildings used for office space and vacation rentals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-24 |
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