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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Lacrosse | WI | 11/2013 | Present |
1. Winona Figure Skating Club; 670 East Front Street, Winona, MN 55987; Club formed to be a member of the US Figure Skating Association; Vice President; Assist the President ; 12/01/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Homer United Methodist Church; 35252 Old Homer Rd, Winona, MN 55987; Church; Staff Parish Relations Committee; Work with lead pastor and church leadership team to discuss development; 11/18/2020; 1 Hour per Month; Not During Securities Trading Hours Not Investment-Related. 3. Homer Methodist Church Memorial Gift Advisory Committee; 36096 Old Homer Ave, Winona, MN 55987; Church; Committee Member; Discuss and make recommendations on how to utilize the gift; 01/09/2022; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 4. n/a - real estate purchase / rental property; 21975 South Street Winona MN 55987; real estate - rental property; landlord; landlord; 10/16/2024; 3 hrs/month; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-10-14 |
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