Amy Lynn Stern

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN

Previous Registrations

• 2001-01-11 → 2002-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rochester, MN

Other Businesses

1) ISAGENIX, 2225 S. PRICE ROAD, CHANDLER, AZ 85286, WHOLESALE MAIL ORDER FOOD PRODUCTS, PROJECTED START DATE: 9/22/13, PROJECTED END DATE: NO ATICIPATED END DATE, POITION, TITLE OR RELATIONSHIP OF BUSINESS: A USER OF THEIR PRODUCT, APPROXIMATE NUMBER OF HOURS PER MONTH: 4, NUMBER OF HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 0, DUTIES: ISAGENIX WHOLESALES ORGANIC FOOD PRODUCTS THAT I EAT. SOME OF MY FRIENDS AND FAMILY ARE INTERESTED IN SIGNING UP DIRECTLY WITH ISAGENIX AS WELL. IF THEY BEGIN TO ORDER, I MAY BE ELIGABLE FOR DISCOUNTS ON MY PRODUCTS, BUT I HAVEN'T RECIEVED ANY UP TO THIS POINT. 2) Name of Entity: Camp Fire Minnesota Address: 300 Tanadoona Dr, Excelsior, MN 55331 Business Description: Camp that runs nature programs for youth. Business is/is not investment related: not related Projected Start Date: Oct 07, 2024 Capacity: Member of Board of Directors Duties Performed: Attending bimonthly meetings. Hours Devoted to this OBA: 3 per month Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-07
• S63 Uniform Securities Agent State Law Examination
  1998-11-11

Other Names

• Amy L Brenner
• Amy Lynn Brenner
• Amy Lynn Brenner