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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

Eden Prairie, MN • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2008 Present
Previous Registrations
Other Businesses

1) ISAGENIX, 2225 S. PRICE ROAD, CHANDLER, AZ 85286, WHOLESALE MAIL ORDER FOOD PRODUCTS, PROJECTED START DATE: 9/22/13, PROJECTED END DATE: NO ATICIPATED END DATE, POITION, TITLE OR RELATIONSHIP OF BUSINESS: A USER OF THEIR PRODUCT, APPROXIMATE NUMBER OF HOURS PER MONTH: 4, NUMBER OF HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 0, DUTIES: ISAGENIX WHOLESALES ORGANIC FOOD PRODUCTS THAT I EAT. SOME OF MY FRIENDS AND FAMILY ARE INTERESTED IN SIGNING UP DIRECTLY WITH ISAGENIX AS WELL. IF THEY BEGIN TO ORDER, I MAY BE ELIGABLE FOR DISCOUNTS ON MY PRODUCTS, BUT I HAVEN'T RECIEVED ANY UP TO THIS POINT. 2) Name of Entity: Camp Fire Minnesota Address: 300 Tanadoona Dr, Excelsior, MN 55331 Business Description: Camp that runs nature programs for youth. Business is/is not investment related: not related Projected Start Date: Oct 07, 2024 Capacity: Member of Board of Directors Duties Performed: Attending bimonthly meetings. Hours Devoted to this OBA: 3 per month Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-07
S63 Uniform Securities Agent State Law Examination 1998-11-11
  • S65 Uniform Investment Adviser Law Examination
    1999-04-07
  • S63 Uniform Securities Agent State Law Examination
    1998-11-11
Other Names
  • Amy L Brenner
  • Amy Lynn Brenner
  • Amy Lynn Brenner

View on SEC IAPD

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