Stephen Derue Lowe

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2025 → Present
  5 Guys Financial Llc
  Williamsport, PA

Previous Registrations

• 2008-01-02 → 2021-06-09
  Voya Financial Advisors, Inc.
  Danville, PA
  Jersey Shore, PA
  Montgomery, PA
  Williamsport, PA
  Montoursville, PA
  Williamsport, PA
  Williamsport, PA
  Jersey Shore, PA
  Williamsport, PA
  Williamsport, PA
  Williamsport, PA
  Muncy, PA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: Sunland Drive Homeowners Association; No; 289 SUNLAND DRIVE; DANVILLE; PA; 17821; homeowners association; treasurer; 3/1/2010; 8; 8; collect dues and write checks; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 300 MARKET ST; WILLIAMSPORT; PA; 17701; fixed insurance sales; independent insurance agent; 7/29/2003; 160; 160; sales of fixed insurance products; 3. NAME OF ENTITY:SL Financial Group, LLC; No; 42 Sunland Drive; Danville; PA; 17821; Expenses only; Owner; 3/30/2020; 10; 10; Pay Payroll/tax expenses only 4. NAME OF OTHER BUSINESS: 5 GUYS FINANCIAL LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OSJ OFFICE; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: OSJ OFFICE, SUPPORT ADVISORS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-27
• S63 Uniform Securities Agent State Law Examination
  2003-06-27