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John D Fontana

Brookstone Capital Management LLC

Wheaton, IL

Bridgton, ME

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-05-22
  • ME RA
    APPROVED
    Since 2018-05-22

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

3 Harrison Rd, Bridgton, ME 04009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Maine Retirement Solutions Naples ME 03/2005 Present
  • 03/2005 → Present
    Western Maine Retirement Solutions
    Naples, ME
Other Businesses

Independent Insurance agent INVESTMENT RELATED, INSURANCE AGENT; Musician; Owner of rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-09
S63 Uniform Securities Agent State Law Examination 2003-07-09
  • S65 Uniform Investment Adviser Law Examination
    2018-02-09
  • S63 Uniform Securities Agent State Law Examination
    2003-07-09
Other Names
  • John D Fontana

View on SEC IAPD

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