Molly Jo Chase

Employer firm

Northern Capital Management, Inc. CRD 111379

$527M regulatory AUM 8 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Northern Capital Management, Inc.

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-10
WA	RA	APPROVED	2008-06-20

TX RA
APPROVED_RES

Since 2014-04-10
WA RA
APPROVED

Since 2008-06-20

Branch Locations

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Northern Capital Retirement Services, Inc.

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2013-04-12

WA RA
APPROVED

Since 2013-04-12

Branch Locations

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Capital Management Inc	Spokane	WA	06/2008	Present
Northern Capital Retirement Services, Inc.	Spokane	WA	01/2012	Present

06/2008 → Present

Northern Capital Management Inc

Spokane, WA
01/2012 → Present

Northern Capital Retirement Services, Inc.

Spokane, WA

Previous Registrations

2003-08-18 → 2008-06-16

Msi Financial Services, Inc.

Spokane, WA

Spokane, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-26

S66 Uniform Combined State Law Examination

2003-07-26

Designations

Certified Financial Planner

Other Names

Molly Jo Kelly
Molly Jo Kelly

View on SEC IAPD