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Grace Yvonne Ottey

Eagle Strategies LLC

Plano, TX

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2022-04-22

Branch Locations

7160 Dallas Parkway Suite 510, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Albuquerque NM 06/2012 Present
Nylife Securities Llc Albuquerque NM 07/2012 Present
Eagle Strategies Llc Albuquerque NM 09/2012 Present
  • 06/2012 → Present
    New York Life Insurance Company
    Albuquerque, NM
  • 07/2012 → Present
    Nylife Securities Llc
    Albuquerque, NM
  • 09/2012 → Present
    Eagle Strategies Llc
    Albuquerque, NM
Previous Registrations
  • 2007-01-24 → 2011-09-29
    New England Securities
    Albuquerque, NM
  • 2005-09-02 → 2005-09-06
    First Command Brokerage Services, Inc.
    Albuquerque, NM
  • 2005-06-17 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-16
S63 Uniform Securities Agent State Law Examination 2003-05-30
  • S65 Uniform Investment Adviser Law Examination
    2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-05-30
Other Names
  • Grace Yvonne Falconer

View on SEC IAPD

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