Vanessa Trinh Ly

Current Employers

Employment History

• 01/2015 → 12/2016
  Legacy Planning & Associates, Inc.
  Grand Rapids, MI
• 01/2015 → 12/2016
  American Portfolio Financial Services, Inc.
  Holbrook, NY
• 01/2017 → 07/2019
  Oppenheimer & Co. Inc.
  Grand Rapids, MI
• 07/2019 → 12/2022
  Ameriprise Financial Services, Inc
  Grand Rapids, MI
• 01/2023 → 06/2023
  Fidelity Investments
  Los Banos, CA
• 06/2023 → 04/2026
  Morgan Stanley
  Santa Ana, CA
• 04/2026 → Present
  Tax & Financial Group
  Newport Beach, CA
• 04/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-28 → 2026-04-22
  Morgan Stanley
  Santa Ana, CA
  Brea, CA
• 2023-02-17 → 2023-06-21
  Fidelity Personal And Workplace Advisors
  Los Banos, CA
• 2019-07-03 → 2023-01-10
  Ameriprise Financial Services, Llc
  Grand Rapids, MI
• 2017-01-11 → 2019-07-05
  Oppenheimer & Co. Inc.
  Grand Rapids, MI
• 2015-01-14 → 2017-02-10
  Legacy Planning & Associates, Inc.
  Grand Rapids, MI
• 2013-09-19 → 2015-01-05
  Royal Advisors, Llc
  Grandville, MI
  Grand Rapids, MI
• 2012-01-04 → 2012-11-07
  Edward Jones
  St Louis, MO
  Kentwood, MI

Other Businesses

1. NAME OF OTHER BUSINESS: TAX & FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: PARAPLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COLLABORATING IN THE FINANCIAL PLANNING PROCESS FOR CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-04
• S63 Uniform Securities Agent State Law Examination
  2003-09-12

Other Names

• Van The Trinh