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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-15
FL RA APPROVED 2023-05-31
  • CO RA
    APPROVED
    Since 2024-08-15
  • FL RA
    APPROVED
    Since 2023-05-31

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Beaver Creek, CO • United States

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Coral Gables FL 07/2010 05/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2023
Raymond James & Associates Coral Gables FL 05/2023 Present
  • 07/2010 → 05/2023
    Coral Gables, FL
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2023 → Present
    Raymond James & Associates
    Coral Gables, FL
Previous Registrations
Other Businesses

(1)Name of Business: LRN & MJS LLC Address: 120 S Prospecr Dr , Coral Gables, FL, 33133, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: File taxes and corp fees (2)Name of Business: LRNM LLC Address: 120 S. Prospect Dr, Coral Gables, FL, 33133, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: File taxes and pay expenses. (3)Name of Business: LRNM LLC Address: 180 Offerson Rd Unit 27, Beaver Creek, CO, 81620, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non (4)Name of Business: RBSLQ LLC Address: 120 S. Prospect Dr, Coral Gables, FL, 33133, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC Created for a Private placement

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-18
  • S66 Uniform Combined State Law Examination
    2003-08-18

View on SEC IAPD

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