Best Investors
Account
Sign in
Best Investors
Account
Sign in
Northrock Partners, LLC CRD 167908
$12.2B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-08 |
| NC | RA | APPROVED | 2024-02-08 |
| MN | RA | APPROVED | 2023-01-04 |
| WA | RA | APPROVED | 2023-01-04 |
| WI | RA | APPROVED | 2022-12-08 |
| IL | RA | APPROVED | 2019-08-09 |
| TX | RA | APPROVED | 2019-08-09 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
21925 Field Parkway Suite 220, Deer Park, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Barrington | IL | 05/2003 | 08/2019 |
| Northrock Partners | Minneapolis | MN | 08/2019 | Present |
Independent Insurance Broker; American General Life Insurance Company; July 2015. Maintains current IL insurance licensure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-27 |
Reach out to this advisor