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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-01-19
TX RA APPROVED_RES 2006-09-29
  • WA RA
    APPROVED
    Since 2010-01-19
  • TX RA
    APPROVED_RES
    Since 2006-09-29

Branch Locations

520 Pike St Ste 2725, Seattle, WA 98101 • United States

Federal Way, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Seattle WA 09/2005 03/2020
Ameriprise Financial Services, Llc Seattle WA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Charleston SC, ,; Not Investment-Related; 06/01/2001 / Single Family; Des Moines, Wa 98198, ,; ; 12/01/2012.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-28
  • S66 Uniform Combined State Law Examination
    2003-07-28

View on SEC IAPD

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