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407 Lincoln Road Suite 11L, Miami Beach, FL 33139 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-11 |
| NY | RA | APPROVED | 2022-02-25 |
Branch Locations
407 Lincoln Road Suite 11L, Miami Beach, FL 33139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | New York | NY | 06/2015 | 11/2018 |
| A.G.P. / Alliance Global Partners | New York | NY | 11/2018 | 01/2022 |
| Glass Bead Capital Management, Llc | Miami Beach | FL | 08/2018 | Present |
| Aegis Capital Corp | New York | NY | 03/2016 | 11/2018 |
| Alliance Global Partners | New York | NY | 11/2018 | 01/2022 |
1) Glass Bead Strategic Partners Fund GP, LLC is investment-related; GP; Miami Beach, FL; Managing Member/Owner/Portfolio Manager; start 4/16/2021; 40-80 hours/month devoted to the business, same hours/month during securities trading hours; owner and portfolio manager duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-07 |
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