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Catherine Martin Johnston

Ameriprise Financial Services, LLC

Opelika, AL

Opelika, AL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-07
  • TX RA
    APPROVED_RES
    Since 2016-01-07

Branch Locations

2104 Executive Park Drive, Opelika, AL 36801 • United States

Opelika, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Opelika AL 09/2005 03/2020
Ameriprise Financial Services, Llc Opelika AL 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-17
  • S66 Uniform Combined State Law Examination
    2003-11-17
Other Names
  • Cathy Ann Martin
  • Cathy Martin Johnston

View on SEC IAPD

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Other Investors

FRED LANN MIDDLETON
Elizabeth Marguerite Middleton
Martin Keith Branch
RICHARD FRANKLIN HOERLEIN
Mallory Bailey Stein
JAMES R. HIMMELWRIGHT
John B. Boles
SARA KATHRYN POWELL

Other Offices

CETERA INVESTMENT ADVISERS LLC · OPELIKA, AL
CETERA INVESTMENT ADVISERS LLC · OPELIKA, AL
AVOW WEALTH ADVISORS, LLC · OPELIKA, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL
VALMARK ADVISERS, INC. · OPELIKA, AL
WELLS FARGO CLEARING SERVICES, LLC · AUBURN, AL
AMERIPRISE FINANCIAL SERVICES, LLC · AUBURN, AL
MORGAN STANLEY · OPELIKA, AL

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