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Brent Michael Faulk

Morgan Stanley

Chattanooga, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-28
TX RA APPROVED_RES 2011-03-08
TN RA APPROVED 2009-06-01
  • GA RA
    APPROVED
    Since 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

820 Broad Street, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chattanooga TN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Chattanooga, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2008-08-28 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chattanooga, TN
  • 2006-03-16 → 2008-06-19
    W.H. Colson & Associates, Inc.
    Greenville, NC
Other Businesses

RENTAL PROPERTIES OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 2004-07-13
  • S65 Uniform Investment Adviser Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-07-13
Other Names
  • Brent M Faulk

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
EQUITABLE ADVISORS, LLC · CHATTANOOGA, TN
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chatanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
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