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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

2507 River Winds Court, St. Louis, MO 63129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2004-01-07 → 2006-06-02
    New England Securities
    St Louis, MO
    St. Louis, MO
Other Businesses

1.PROSPERITY FINANCIAL LLC, 4171 CRESCENT DR #200 ST LOUIS MO 63129, START 2006, DBA NAME FOR FINANCIAL SERVICES, INVESTMENT ADVISOR AND FIXED INSURANCE, 40HR/WK 2. O'CONNOR INSURANCE AGENCY, 12101 OLIVE BLVD, ST LOUIS, MO 63141, FINANCIAL SERVICES AND FIXED INSURANCE DBA, 10-20HR/WK, COMMISSIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-12
  • S66 Uniform Combined State Law Examination
    2003-06-12
Other Names
  • Matthew Kilburn
  • Matt Kilburn

View on SEC IAPD

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