Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.PROSPERITY FINANCIAL LLC, 4171 CRESCENT DR #200 ST LOUIS MO 63129, START 2006, DBA NAME FOR FINANCIAL SERVICES, INVESTMENT ADVISOR AND FIXED INSURANCE, 40HR/WK 2. O'CONNOR INSURANCE AGENCY, 12101 OLIVE BLVD, ST LOUIS, MO 63141, FINANCIAL SERVICES AND FIXED INSURANCE DBA, 10-20HR/WK, COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-12 |
Reach out to this advisor