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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-12-08 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA
175 South Third Street Suite 340, Columbus , OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ross, Sinclaire & Associates, Llc | Cincinnati | OH | 02/2009 | 11/2022 |
| Hilltop Securities Inc | Dallas | TX | 11/2018 | 11/2022 |
| Northland Securities | Minneapolis | MN | 12/2022 | Present |
All information is on file and available upon request. HH Apts., LLC - QC Apts., LLC - Oak Haven Apts., LLC - South Zane Apts., LLC - Fairway 57 Holdings, LLC Cambridge Apts., LLC - SL Apts., LLC - Thorn Village Apts., LLC - Brookridge Apartments -- Kristina Drive, LLC - Pumpkin Patch, LLC - Homewood Apts., LLC - CS Apts., LLC - St. George's Court Condo Association - Treasurer - 1412-1414 Virginia Ave. Welshview and 40th Apts, LLC (added 4/2025 as a member) Rental Properties. Occassional calls to discuss operations of rental property. Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-26 |
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