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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-24
  • FL RA
    APPROVED
    Since 2024-01-24

Branch Locations

5141 Mariner Blvd A Unit 3, Ste G, Spring Hill, FL 34609 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Spring Hill FL 11/2002 01/2024
Pfs Investments Inc. Spring Hill FL 05/2003 01/2024
Usa Wealth Retirement Advisors Spring Hill FL 01/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 11/2002 → 01/2024
    Primerica Financial Services
    Spring Hill, FL
  • 05/2003 → 01/2024
    Spring Hill, FL
  • 01/2024 → Present
    Usa Wealth Retirement Advisors
    Spring Hill, FL
  • 01/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) SABALI HOMES LLC; SPRING HILL, FL; NON-INVESTMENT RELATED; BUY/FIX UP REAL ESTATE FOR RENT/RE-SALE; OWNER; SINCE 03/2017; 4 HRS/MO 2) QUICKEN; SPRING HILL, FL; NON-INVESTMENT RELATED; MORTGAGE LOAN ORIGINATOR; SINCE 02/2020; 2 HRS/MO 3) USA BENEFITS GROUP; SPRING HILL; FL; NON-INVESTMENT RELATED; HEALTH INSURANCE SALES; SINCE 10/2023; 2 HRS/MO 4) FAIRWAY MORTGAGE; SPRING HILL, FL; NON-INVESTMENT RELATED; SALES REFERRAL AGENT SINCE 10/2023; 2 HRS/MO 5) BAILEY AND ASSOCIATES MARKETING; SPRING HILL, FL; NON-INVESTMENT RELATED; REFERRAL AGENT; SINCE 10/2020; 2 HRS/MO 6) POWUR; SPRING HILL, FL; NON-INVESTMENT RELATED; REFERRAL AGENT FOR ROOFTOP SOLAR; SINCE 02/2020; 2 HRS/MO 7) PREPAID LEGAL; SPRING HILL, FL; NON-INVESTMENT RELATED; SALES REP; SINCE 02/2004; 2 HRS/MO 8) USA WEALTH RETIREMENT ADVISORS; SPRING HILL, FL; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES; WEALTH MANAGEMENT PROFESSIONAL; OWNER; SINCE 01/2024; 160 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-21
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S65 Uniform Investment Adviser Law Examination
    2011-04-21
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21

View on SEC IAPD

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