Joseph Robert Rettig

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1986 → 03/2020
  Ameriprise Financial Services, Inc.
  Clearwater, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Clearwater, FL

Other Businesses

Business Ownership; Vision Set LLC; Administration and management of business. Co-CEO; Administrative; 28059 US 19N Ste 206, , Clearwater, FL, 33761; Not Investment-Related; 10/25/2021; 1 to 9 hours per month; 0 during trading hours / Kodiak54 LLC; Co-owner; Manage Ameriprise Business; 1619 W Gulf To Lake Hwy, , Lecanto, FL, 33761; Investment-Related; 04/04/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-01-27

Other Names

• Joe Rettig