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Karen Elizabeth Relyea

Raymond James & Associates, Inc.

Spring Hill, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-19
  • FL RA
    APPROVED
    Since 2023-06-19

Branch Locations

4345 Commercial Way Lakewood Plaza, Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Port Richey FL 05/2013 11/2016
Wells Fargo Clearing Services, Llc Port Richey FL 11/2016 06/2023
Raymond James & Associates Spring Hill FL 06/2023 Present
  • 05/2013 → 11/2016
    Wells Fargo Advisors
    Port Richey, FL
  • 11/2016 → 06/2023
    Wells Fargo Clearing Services, Llc
    Port Richey, FL
  • 06/2023 → Present
    Raymond James & Associates
    Spring Hill, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17
Other Names
  • Karen Elizabeth Pugsley

View on SEC IAPD

Other Firms

J. W. COLE ADVISORS, INC.
AE WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DOUGHERTY INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN PATRICK MCCLELLAND
Michael John Rossetti
JOSEPH K HOFMEISTER
Basil George Allison
ANTHONY JOHN RUSSO
HOPE LYNN DURYEA
JOSEPH ROBERT RETTIG
HOLLY SHARON PRICE

Other Offices

J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRING HILL, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Spring Hill, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL
DOUGHERTY INVESTMENT ADVISORS · SPRING HILL, FL

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