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Karen Elizabeth Relyea

Raymond James & Associates, Inc.

Spring Hill, FL

CRD 4018037

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-19
  • FL RA
    APPROVED
    Since 2023-06-19

Branch Locations

4345 Commercial Way Lakewood Plaza, Spring Hill, FL 34606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Port Richey FL 05/2013 11/2016
Wells Fargo Clearing Services, Llc Port Richey FL 11/2016 06/2023
Raymond James & Associates Spring Hill FL 06/2023 Present
  • 05/2013 → 11/2016
    Wells Fargo Advisors
    Port Richey, FL
  • 11/2016 → 06/2023
    Wells Fargo Clearing Services, Llc
    Port Richey, FL
  • 06/2023 → Present
    Raymond James & Associates
    Spring Hill, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17
Other Names
  • Karen Elizabeth Pugsley

View on SEC IAPD

Nearby Firms

J. W. COLE ADVISORS, INC.
AE WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.

Nearby Investors

RYAN PATRICK MCCLELLAND
Michael John Rossetti
JOSEPH K HOFMEISTER

Nearby Offices

J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL

More in Spring Hill, FL

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